-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MStHong2Y9dyZtqJVQoPLC2cqDtiZocolpM1rXqitYjxo5IJ3wsvl9ggMpTOtTh6 7h36KX063raZ+kRml2wqFw== 0000225602-96-000007.txt : 20030213 0000225602-96-000007.hdr.sgml : 20030213 19960213084231 ACCESSION NUMBER: 0000225602-96-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NU HORIZONS ELECTRONICS CORP CENTRAL INDEX KEY: 0000718074 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 112621097 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36762 FILM NUMBER: 96516186 BUSINESS ADDRESS: STREET 1: 6000 NEW HORIZONS BLVD CITY: AMITYVILLE STATE: NY ZIP: 11701 BUSINESS PHONE: 5162266000 MAIL ADDRESS: STREET 2: 6000 NEW HORIZONS BLVD CITY: AMITYVILLE STATE: NY ZIP: 11701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1295 STATE ST B050 CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ________)* NU HORIZONS ELECTRONICS CORP ________________________________________________________________________ (Name of Issuer) Common ________________________________________________________________________ (Title of Class of Securities) 669908105 _______________________________ (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages CUSIP No. 669908105 13G ________________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Massachusetts Mutual Life Insurance Company 04-1590850 _________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (A) _______ (B) ___X___ _________________________________________________________________________ 3 SEC USE ONLY _________________________________________________________________________ 4 CITIZENSHIP OF PLACE OF ORGANIZATION Commonwealth of Massachusetts _________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF SHARES 587,833 ____________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH not applicable ____________________________________________________ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 587,833 ____________________________________________________ 8 SHARED DISPOSITIVE POWER not applicable _________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 587,833 _________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * not applicable _________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.8% _________________________________________________________________________ 12 TYPE OF REPORTING PERSON * IC (insurance company) _________________________________________________________________________ * SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages CUSIP NO. 669908105 13G _________________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MASSMUTUAL CORPORATE INVESTORS 04-2483041 _________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)________ (b)___X____ _________________________________________________________________________ 3 SEC USE ONLY _________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts _________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 235,133 SHARES ___________________________________________________ 6 SHARED VOTING POWER BENEFICIALLY OWNED BY not applicable EACH ___________________________________________________ 7 SOLE DISPOSITIVE POWER REPORTING 235,133 PERSON WITH ___________________________________________________ 8 SHARED DISPOSITIVE POWER not applicable _________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 235,133 _________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * not applicable _________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.8% _________________________________________________________________________ 12 TYPE OF REPORTING PERSON * IV (investment company) _________________________________________________________________________ * SEE INSTRUCTIONS BEFORE FILING Page 3 of 5 CUSIP NO. 669908105 13G _________________________________________________________________________ 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MASSMUTUAL PARTICIPATION INVESTORS 04-3025730 _________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)______ (b)__X___ _________________________________________________________________________ 3 SEC USE ONLY _________________________________________________________________________ 4 CITIZENSHIP OF PLACE OF ORGANIZATION Commonwealth of Massachusetts _________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 117,566 SHARES ___________________________________________________ 6 SHARED VOTING POWER BENEFICIALLY not applicable OWNED BY EACH ___________________________________________________ 7 SOLE DISPOSITIVE POWER REPORTING 117,566 PERSON WITH ___________________________________________________ 8 SHARED DISPOSITIVE POWER not applicable _________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 117,566 _________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * not applicable _________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.4% _________________________________________________________________________ 12 TYPE OF REPORTING PERSON * IV (investment company) _________________________________________________________________________ * SEE INSTRUCTIONS BEFORE FILLING OUT Page 4 of 5 pages CUSIP NO. 669908105 13G _________________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MASSMUTUAL CORPORATE VALUE PARTNERS LTD _________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)______ (b)__X___ _________________________________________________________________________ 3 SEC USE ONLY _________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands _________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 244,766 SHARES _____________________________________________________ 6 SHARED VOTING POWER BENEFICIALLY not applicable OWNED BY EACH _____________________________________________________ 7 SOLE DISPOSITIVE POWER REPORTING 244,766 PERSON WITH _____________________________________________________ 8 SHARED DISPOSITIVE POWER not applicable _________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 244,766 _________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * not applicable _________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.9% _________________________________________________________________________ 12 TYPE OF REPORTING PERSON * CO (corporation) _________________________________________________________________________ * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 5 ITEM 1(a). Name of Issuer: Nu Horizons Electronics Corp. ITEM 1(b). Address of Issuer's Principal Executive Offices: 6000 New Horizons Boulevard Amityville, NY 11701 ITEM 2(a). Name of Person Filing: This statement is filed on behalf of Massachusetts Mutual Life Insurance Company, MassMutual Corporate Investors, MassMutual Participation Investors, and MassMutual Corporate Value Partners Ltd. which together may be regarded as a group for the purpose of this statement. This statement is signed on behalf of both the aforementioned parties, and therefore, it does not include a separate agreement providing for a joint filing. ITEM 2(b). Address of Principal Business Office: MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY 1295 State Street Springfield, Massachusetts 01111 MASSMUTUAL CORPORATE INVESTORS 1295 State Street Springfield, Massachusetts 01111 MASSMUTUAL PARTICIPATION INVESTORS 1295 State Street Springfield, Massachusetts 01111 MASSMUTUAL CORPORATE VALUE PARTNERS LTD Cayman Islands ITEM 2(c). Citizenship MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY is organized under the laws of the Commonwealth of Massachusetts MASSMUTUAL CORPORATE INVESTORS is organized under the laws of the Commonwealth of Massachusetts MASSMUTUAL PARTICIPATION INVESTORS is organized under the laws of the Commonwealth of Massachusetts MASSMUTUAL CORPORATE VALUE PARTNERS LTD is organized under the laws of Cayman Islands ITEM 2(d). Title of Class of Securities: Common Stock ITEM 2(e). CUSIP NUMBER: 669908105 ITEM 3. This statement is filed pursuant to Rule 13d-1(b) by Massachusetts Mutual Life Insurance Company, an insurance company as defined in Section 3(a)(19), MassMutual Corporate Investors, an investment company registered under Section 8 of the Investment Company Act of 1940, and MassMutual Participation Investors an investment company reqistered under Section 8 of the Investment Company Act of 1940, and MassMutual Corporate Value Partners Ltd., a corporation which together may may be regarded as a group pursuant to Rule 13d-1(b)(ii)(H). ITEM 4. Ownership: This statement is filed to report information as of December 31, 1995. (a) Amount Beneficially Owned: Massachusetts Mutual Life Insurance Company, MassMutual Corporate Investors, MassMutual Participation Investors and MassMutual Corporate Value Partners Ltd. own respectively $5,290,503, $2,116,203, $1,058,097, and $2,202,900 of Nu Horizons Electronics Corp.'s 8.25% Convertible Subordinated Note due Aug. 15, 2002, convertible into 587,833, 235,133, 117,566, and 244,766 shares of common stock respectively. Total shares of common stock owned directly and indirectly: 1,185,300. The filing of this statement shall not be construed as an admission that Massachusetts Mutual Life Insurance Company, MassMutual Corporate Investors, MassMutual Participation Investors, or MassMutual Corporate Value Partners Ltd. are for the purposes of sections 13(d) and 13(g) of the Securities Exchange Act of 1934, the beneficial owners of any common stock of the issuer. (b) Percent of Class: Percentage of ownership is calculated as follows: 1,185,300 (shs held) / 1,185,300 (shs from conversion) + 8,080,000 (shs outstanding) = 12.8% (c) Powers: Massachusetts Mutual Life Insurance Company, has sole power to vote or dispose of 587,833 shares, MassMutual Corporate Investors has sole power to vote and dispose of 235,133 shares, MassMutual Participation Investors has sole power to vote and dispose of 117,566 shares, and MassMutual Corporate Value Partners Ltd. has sole power to vote and dispose of 244,766 shares. ITEM 5. Ownership of Five Percent or Less of a Class: Not applicable ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Note applicable ITEM 8. Identification and Classification of Members of the Group: not applicable ITEM 9. Notice of Dissolution of the Group: Not applicable ITEM 10. Certification: By signing below, MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, MASSMUTUAL CORPORATE INVESTORS, MASSMUTUAL PARTICIPATION INVESTORS, and MASSMUTUAL CORPORATE VALUE PARTNERS LTD certify to the best of their knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature - - --------- After reasonable inquiry and to the best of knowledge and belief, MASSACHUSETTS MUTUTAL LIFE INSURANCE COMPANY and MASSMUTUAL CORPORATE INVESTORS and MASSMUTUAL PARTICIPATION INVESTORS and MASSMUTUAL CORPORATE VALUE PARTNERS LTD certify that the information set forth in this statement is true, complete and correct. February 13, 1996 February 13, 1996 _____________________ ____________________________ Date Date MASSACHUSETTS MUTUAL MASSMUTUAL CORPORATE LIFE INSURANCE COMPANY INVESTORS By: Bruce E. Gaudette By: Hamline C. Wilson Name Name Bruce E. Gaudette Hamline C. Wilson Vice President Vice President and CFO _________________________ ____________________________ (Print Name and Title (Print Name and Title of Person Signing) of Person Signing) February 13, 1996 February 13, 1996 ________________________ ____________________________ Date Date MASSMUTUAL PARTICIPATION MASSMUTUAL CORPORATE VALUE INVESTORS PARTNERS LTD By: Hamline C. Wilson By: Raymond B. Woolson Name Name Hamline C. Wilson Raymond B. Woolson Vice President and CFO Vice President _______________________ ____________________________ Print Name and Title Print Name and Title of Person Signing of Person Signing -----END PRIVACY-ENHANCED MESSAGE-----